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Adviser Representation

Our Advisers have a significant involvement in the Dealer Group, via representation on core committees, including:


  • The Approved Product Committee, with 2 Adviser representatives, and
  • The Compliance Committee, with 1 Adviser representative.


They are joined by 1 internal licensee representatives, 1 independent expert consultant and 1 Director representative. The Approved Product Committee’s mandate is to objectively determine the products that are made available to Total Financial Solutions Advisers, and its responsibilities include research, analysis, reporting, monitoring and risk management. The Compliance Committee’s mandate is to determine Total Financial Solutions’ compliance strategy and to monitor its compliance in accordance with legal and regulatory obligations.



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